Tag Archives: Charles Stross

The Astral and Ethereal Went From Interchangable to Overcomplicated. How Can D&D Fix Them?

As introduced in the original Dungeons & Dragons supplements, the astral and the ethereal planes seemed like two names for the same place. D&D characters visited both planes for the same reason: to snoop undetected. Either way, travelers pass through walls. On both planes, travelers braved the psychic wind. Monsters with attacks extending to one dimension invariably touched the other as well. The two planes shared the same encounter tables.

dosctor strange etheral selfToday, thanks to decades of new planar lore, the astral and ethereal now differ. Instead of psychic winds, ethereal travelers face ether cyclones. On both planes, travelers fly around at will, but on the ethereal, creatures have a sense of gravity. Planar diagrams show the astral plane touching outer planes like the Hells and Limbo, while the ethereal touches the elemental planes. (Nonetheless, characters will still use plane shift and portals to travel the planes.)

Despite these differences, when the fourth-edition designers simplified the lore in their Manual of the Planes (2008), they dropped the ethereal plane. No wonder fans felt incensed!

How did D&D wind up with the Coke and Pepsi of planes? Do their redundancies just add useless complication to the game’s cosmology as the fourth edition designers seemed to conclude?

Signed Greyhawk CoverTwo magic items that appeared in Greyhawk (1975) introduced the ethereal to D&D. Both oil of etherealness and armor of etherealness put characters “out of phase,” letting them through solid objects and making them immune to attack except by other creatures that can also become out of phase. Only a mention of creatures that can see ethereal things reveals that ethereal travelers are invisible rather than merely intangible.

One spell that debuted in Greyhawk introduced the astral to D&D. The astral spell let casters send their astral form out of their body. The form can fly at the speed of 100 miles per hour or more “and nothing but other astral creatures could detect it.” so the spell offered a superb way to find the best treasures and the worst traps in the dungeon.

The astral spell offers no more detail about astral travel, but fantasy gamers in the early 70s likely understood the concept. In Doctor Strange’s comic book appearances of the time, the Sorcerer Supreme frequently traveled in ethereal, astral, or ectoplasmic form; the superhero’s writers used the terms interchangeably. Gary Gygax included every idea he found in fantasy and folklore in his game, and gamers in his circle knew Doctor Strange. Brian Blume, the co-owner of D&D publisher TSR, was a fan. The teenage artist Gary recruited to draw the original D&D cover patterned the image after a panel in a Doctor Strange comic. Gamers could also consult books like the Art and Practice of Astral Projection (1975). Back then, astral projection attracted popular attention and even the U.S. Army took the paranormal seriously enough to launch a research effort that included astral projection.

The Eldritch Wizardry supplement (1976) frequently mentions ethereal and astral travel together, making the two dimensions interchangeable except for the magic item or spell required to reach them. The distinction between oil of etherealness and astral spell created one big difference in play. The oil made the body ethereal, so when the effect wore off, the user gained substance wherever they had traveled. With the astral spell, the caster’s astral form left their body behind and then returned to their body when the spell wore off or when something destroyed their astral form. This let someone scout while nearly immune to harm, but they could not physically travel to another place.

Until the plane shift spell debuted in the Advanced Dungeons & Dragons Player’s Handbook (1978), characters could not bring their bodies to the astral plane. Plane shift enabled travel to and from the astral and ethereal, making visiting either plane equally simple.

In the AD&D Player’s Handbook, Gary’s urge to gather ideas from other sources led him to complicate the astral spell with more lore from astral projection. Some real-world investigators into astral projection claimed that during their out-of-body experiences, they saw an elastic, silver cord that linked their astral form to their physical body. Based on this, the astral spell added cords that tether astral travelers to their flesh and blood. Breaking the cord kills the traveler, so the cords potentially add some risk and tension to astral projection, even though “only a few rare effects can break the cord.” When Charles Stross created the astral-dwelling githyanki for the “Fiend Factory” column in White Dwarf issue 12 (1979), he wisely gave them swords capable of cutting the silver cords, adding some real peril to astral travel.

In the July 1977 issue of Dragon magazine, Gary Gygax printed a diagram that showed a difference between the astral and ethereal planes. The astral stretched to the outer planes like Olympus and the Hells, while the ethereal reached the inner, elemental planes. This proximity hardly made a difference in gameplay, since Gary never explains how astral travelers can navigate to Olympus, or why someone might care in a game with plane shift on page 50 of the Player’s Handbook. Besides, with Queen of the Demonweb Pits still years away, a DM who allowed players to travel the planes lacked any example to follow.

doctor strange ectoplasmicAs far as players cared, the astral and ethereal just offered ways to snoop while undetectable and unblocked by walls. The choice of plane depended on the available magic. In 1977, D&D co-creator Gary Gygax would write about how astral and ethereal travel “posed a headache for DM’s.” In Tomb of Horrors (1978), he writes “Characters who become astral or ethereal in the Tomb will attract a type I-IV demon 1 in 6, with a check made each round.”

The Manual of Planes (1987) finally created differences between the astral and ethereal that factored into game play.

The astral no longer overlapped the material plane, so astral travelers lost the power to scout and spy. At best, astral travelers could find a portal called a color pool leading to the material plane and use it as a window to scry. Instead, the astral became a crossroad of connections to other planes. The astral gained those color pools and also conduits that work like portals but looked different. Years later, the fourth-edition designers fully realized this idea of the astral connecting to the outer planes when it made the Heavens, Hells, and other outer planes domains floating in the astral sea.

The ethereal still allowed invisible, intangible scouting, but it now extended into the deep ethereal, a place that connected to the elemental planes and various demi planes. The deep ethereal seems like a useless complication that stems from a diagram Gary printed in that 1977 issue of Dragon, because it resembles the astral plane, and besides players travel by plane shift and portal.

By the 90s, as D&D settings started proliferating, D&D designers started looking for ways to connect them. The Spelljammer setting gave characters a way to pilot their fantasy spaceships between Faerûn, Krynn, Oerth, and so on. The Planescape setting uses the deep ethereal to create similar connections between D&D worlds.

The astral and deep ethereal are different thanks to Coke versus Pepsi nuances of flavor and because each plane led to different places. (Does that feel like too much complexity for few gameplay rewards?) In practice, plane shift and portals mean that few visit the astral except to fight githyanki and no one visits the deep ethereal ever. In today’s game, the new Spelljammer setting uses the astral sea to connect D&D worlds, leaving the deep ethereal with no reason to exist. (Update: The Radiant Citadel of Journeys Through the Radiant Citadel exists in the deep ethereal, which provides the feel of a magical place disconnected from the ordinary, but without the problems created by locating a city in the astral where nothing ages.)

If I were king of D&D, I would adjust the astral and ethereal with some changes:

  • Drop the deep ethereal, keeping the ethereal as the sole, overlapping plane of creatures out of phase. The deep ethereal rates a description in the 2014 Dungeon Master’s Guide, but I suspect no fifth-edition character has ever visited it.
  • Drop the astral projection spell and the silver cords. The ability to spy from the astral plane disappeared in 1987, so the astral spell just rates as a pointless nod to a passing interest in the paranormal.
  • Make the astral sea the plane of portals and conduits that serves as the crossroads of worlds and planes.

Related: Queen of the Demonweb Pits Opened Dungeons & Dragons to the Planes

The Stories (and 3 Mysteries) Behind D&D’s Iconic Monsters

Like every other kid who discovered Dungeons & Dragons in the late 70s, the Monster Manual suddenly became my favorite book. I studied the pages, and then turned to books of mythology to learn more about cyclopses, manticores, and harpies. But not all the monsters came from myth. Some started with Gary Gygax and other D&D contributors. Of these original monsters, Wizards of the Coast reserves the most evocative as part of D&D’s product identity:

  • beholder
  • gauth
  • carrion crawler
  • displacer beast
  • githyanki
  • githzerai
  • kuo-toa
  • mind flayer
  • slaad
  • umber hulk
  • yuan-ti
Signed Greyhawk Cover

The Original Beholder

The leap of imagination required for some monsters seems short. When Gary needed “something new” to populate the underworld, he imagined fish men and called them koa-toa. When Dave “Zeb” Cook needed memorable foes for an overgrown, forbidden city in the jungle, he made snake men called yuan-ti. D&D features a long history of frog men, but Charles Stross says a literal fever led him to imagine the extra-planar, chaotic slaad.

The gauth just offers a junior beholder to pit against lower-level adventurers. But where did the beholder come from?

Many of D&D’s classic monsters have better stories behind their inspiration.

Beholder

One of D&D’s original players, Rob Kuntz eventually joined Gary Gygax as co-dungeon master in the Greyhawk campaign. Rob credits his brother Terry with a wild imagination and the idea for the beholder, originally called the eye of doom. Terry provided most of the game stats. Before the creature appeared in the Greyhawk supplement, Gary explained that “All I needed to do was a bit of editing to make it a great addition to the terrible monsters to be found in the D&D game.”

Bugbear

Bugbear, Ghoul and Friends

In the original D&D books, the bugbear sports a pumpkin head. Gary recalls describing the creature as having a fat, oval head like a pumpkin, which led the artist to draw an actual pumpkin head.

Carrion Crawler

In the early days of D&D, Gary hosted games 7 days a week. During weekends, adventuring parties included as many as 20 players with their characters, hirelings, and henchmen. Rob Kuntz ran sessions too. All these expeditions delved the mega-dungeon under Castle Greyhawk. “When the encounter was eliminated I simply drew a line through it, and the place was empty for the foreseeable future. I’d give Rob the details of any session he was not at and vice versa.” Rather than imagining a dungeon piled with rotting corpses of monsters and adventurers, Gary conceived dungeon scavengers like the carrion crawler. “I needed something nasty for the clean-up crew, so I thought this one up.”

Displacer Beast

Cover by Gil Kane

Although Wizards includes the displacer beast in D&D’s product identity, the monster owes its appearance to an alien in the 1939 story “The Black Destroyer” by author A. E. Van Vogt. In the tale, a character describes a thing called a “coeurl” that looks like “a big cat, if you forget those tentacles sticking out from its shoulders, and make allowances for those monster forelegs.” The beast first appeared in the Greyhawk supplement, but the coeurl lacks the displacer beast’s defensive power. That power comes from the Displacer Cloak, which appeared in the original D&D books.

Mystery: The cloak and beast’s displacement power seems like a defense that Gary could have taken from a golden-age science fiction story. Did Gary invent the notion, or did he adopt it?

Drow

The first hint of dark elves comes in D&D’s fourth supplement, Gods, Demi-Gods and Heroes (1976), by James Ward and Rob Kuntz. “These elves dwell beneath the earth, and cause trouble for anyone wandering through their territories. They live and cause evil upon Svartalfheim.” Perhaps inspired by the mention, Gary offered more hints in the first Monster Manual. “The ‘Black Elves,’ or Drow, are only legend. They purportedly dwell deep beneath the surface in a strange subterranean realm. The Drow are said to be as dark as faeries are bright and as evil as the latter are good. Tales picture them as weak fighters but strong magic-users.” The word “drow” comes from Scots dialects and refers to a sort of malevolent being. Gary remembered pulling the name from an old, unabridged dictionary. In Descent into the Depths of the Earth (1978), the drow made their first appearance. Gary gave them powers “to highlight their unique nature and potency.”

Mind Flayer

Gary credits the form of the mind flayer to the cover of the Brian Lumley book, The Borrowers Beneath. “The cover made me think: Now what sort of nasty bastard is that? So without a qualm I made up the Illithid, the dread mind flayer, so as to keep the players on their toes—or to have their PCs turn theirs upwards.”

Mystery: None of the editions of The Borrowers Beneath that I’ve found show a humanoid, tentacle-faced creature that resembles a mind flayer. The most common cover shows tentacles erupting from the ground. In another reminiscence, Gary said the cover that inspired him showed a humanoid creature. What cover actually inspired the mind flayer?

Update: The fellow in the upper, far right corner of this cover for Brian Lumley’s The Caller of the Black strikes me as the most likely inspiration for the mind flayer. Wisconsin-based Arkham House published this edition in 1971, so Gary very likely saw this picture before inventing the monster.

Githyanki

Although Wizards claims githyanki as part of D&D’s product identity, Game of Thrones author George R.R. Martin has a claim to them too. For D&D, science fiction author Charles Stross took the name githyanki and a bit of backstory from Martin’s SF novel Dying of the Light. “I’ve always felt slightly guilty about that,” Stross said. “Credit should be given where credit’s due.” Martin’s githyanki never develop beyond an unseen threat with limited intelligence. But like the D&D monsters, the originals were living, psychic weapons and former slaves of an alien race. Stross credits another legendary author with additional inspiration. “The Illithid/Githyanki relationship probably slid into my mind as a result of reading Larry Niven’s The World of Ptavvs, which features a psionic master/slave race relationship far in the past that nearly killed all the sapients in the galaxy when it turned hot.”

Bulette

Before D&D, Gary’s Chainmail games required miniatures. Back then, no one sold fantasy figures for gaming, so he improvised. He converted a plastic stegosaurus into a dragon. “I haunted the dime stores looking for potential additions and eventually found figures to represent ogres, elementals, etc.” Some of the improvised figures came from bags of assorted, plastic critters sold in those dime stores. The labels marked the toys as “Prehistoric Animals” but few resembled anything from natural history or even mythology. For pictures of the creatures and their packages, see a post by artist Tony DiTerlizzi.

When Gary’s gaming group switched to D&D, they stopped using miniatures, but the strange creatures remained as inspiration.

Gary and his fellow gamers probably never saw the Ultraman television show produced in Japan in 1966-1967, so they never knew the likely basis of the creatures. Most of the toys were knock offs of Kaiju, giant monsters from Japanese entertainment.

Inspiration for the Bulette toy probably came from the creature Gabora, which appeared in episode 9 of Ultraman, “Operation: Uranium.”

In the Greyhawk dungeons, the beast made a couple of cameo appearances, charging down a hall and bowling over adventurers. The players called it a landshark after its back fin and a current series of Saturday Night Live sketches where a “landshark” knocks on doors to deliver a “candygram.”

When editor Tim Kask needed content to fill a page in the first issue of The Dragon, Gary told Tim to write stats for the landshark. The name puts a French spin on the creature’s bullet shape. As for the monster’s appetite for halflings and their ponies, Tim was showing a bit of spite for players who always played hobbits and favored ponies named Bill.

Umber Hulk

Ultraman episode 7, “The Blue Stone of Vallarge,” featured another burrower named “Antlar.” A knock off toy for this Kaiju probably led Gary to devise the umber hulk. The creature’s crude, insectile eyes inspired the monster’s signature confusing gaze.

Owlbear

Some have tried to find a Kaiju that resembles the owlbear toy, but even the closest match takes blurred vision and a big leap of imagination. The toy’s bowl-shaped hair stands out as its most distinctive feature. As badly as the toy resembles an owl or a bear, it also badly resembles a Kappa from Japanese mythology.

Owlbear Toy and Kappa by Toriyama Sekien

Rust Monster

No creature resembles its dime-store inspiration more than the rust monster. The toy lacks teeth and claws, so when Gary made it a monster, he needed another way to menace adventurers. In the original game, powerful undead drained “life energy levels” when they hit. Life draining terrorized players, and Gary saw the power as a test for clerics, ranged attackers, and players too reckless to run. “I don’t agree with those wimpy whiners who are afraid of a few living dead,” he teased. The toy’s tentacles led Gary to imagine a way to threaten something players prized even more than their levels—their magic weapons and armor.

Mystery: Of all the toys, the rust monster ranks as the oddest. How did a four-legged bug with a propeller tail wind up bagged with kaiju and mythological creatures? Did a Hong Kong designer aim for pure whimsy or imitate some other creature?